Disclosures & Regulatory Information

SEBI Registration Details:
Registered with SEBI as Investment Adviser — Arun Baijnath Sharma, SEBI Registration No. INA000021270.
Date of Registration: 3 November 2025 | Category: Individual | Validity: Ongoing.
Place of Registration: Chennai, Tamil Nadu, India.

Principal Officer & Compliance Officer:
Principal Officer — Arun Baijnath Sharma
Email for compliance queries: abswealthadvisor@gmail.com

Grievance Redressal Mechanism:
Clients can register grievances by emailing abswealthadvisor@gmail.com. If not resolved satisfactorily, they may lodge a complaint on SEBI’s SCORES platform at https://scores.gov.in.

Conflict of Interest Disclosure:
We do not receive any commissions, referral fees, or other monetary/non-monetary benefits from product manufacturers, distributors, or intermediaries. Our advice is entirely fee-based and independent.

Mode of Fee Collection:
Fees are accepted only through account payee cheque, demand draft, or bank transfer in the name of the adviser. Payments in cash or in any other name are not accepted under any circumstances.

Disclaimer on Returns:
Past performance is not indicative of future results. Investments in financial products are subject to market risks. Please read all relevant scheme documents carefully before investing.

Regulatory Circular Reference:
This disclosure complies with SEBI Circulars SEBI/HO/IMD/DF1/CIR/P/2020/182 and SEBI/HO/IMD/DF1/CIR/P/2020/182 dated September 23, 2020, and all subsequent amendments issued by SEBI.